Friday, August 29, 2025

Alethic modals as world-quantifiers

What assumptions are required to treat alethic boxes and diamonds as quantifiers over worlds

Short answer first

To treat alethic □ and ◇ as quantifiers over worlds you need to adopt Kripke-style semantics (or an equivalent two-sorted first-order semantics) and make a number of technical and philosophical assumptions about (i) what worlds are, (ii) how □/◇ are evaluated, and (iii) how object-quantification interacts with world-variation. Roughly:

  • assume a nonempty set $W$ of possible worlds and an accessibility relation $R\subseteq W\times W$;

  • evaluate formulas relative to a world $w\in W$ (truth-at-a-world semantics);

  • interpret propositional atoms as sets of worlds (or predicates over a world-sort);

  • define

    $$ w\models \Box\varphi\quad\text{iff}\quad\forall v\in W,(R(w,v)\Rightarrow v\models\varphi), $$

    $$ w\models \Diamond\varphi\quad\text{iff}\quad\exists v\in W,(R(w,v)\land v\models\varphi), $$

    which is literally treating □ as a universal quantifier and ◇ as an existential quantifier over the $R$-accessible worlds of $w$.

Below I unpack those assumptions and their consequences (including the issues that arise in first-order modal logic).


1. The minimal formal assumptions (propositional modal logic)

If you only care about modal propositional logic, the assumptions are straightforward:

  1. Worlds and accessibility: A Kripke frame $(W,R)$ where $W\neq\varnothing$ and $R\subseteq W\times W$.
  2. Valuation: A valuation $V:\text{Prop}\to\mathcal P(W)$ assigning each atomic proposition the set of worlds where it is true.
  3. Truth-at-a-world: The recursive clause above for □ and ◇. This is the claim “□ = ∀ (over accessible worlds), ◇ = ∃ (over accessible worlds)”.
  4. Logical axioms/rules: If you want to recover familiar modal systems syntactically you also adopt e.g. K (distribution) and necessitation; frame properties of $R$ correspond to extra axioms (T, 4, 5, D, B etc.).

So, in propositional modal logic nothing mystical is required: □ and ◇ are literally defined as universal and existential quantification over accessible worlds.


2. Additional assumptions for first-order/modal hybrid readings

When you move to quantified modal logic (first-order modal logic), several extra assumptions matter because you now have object-quantifiers (∃x, ∀x) and modal operators.

(a) Two ways to formalize: standard translation / two-sorted FOL

You can translate modal formulas into a two-sorted first-order language with a world-sort and an object-sort:

  • Predicates become relations $P(w,x_1,\dots,x_n)$.
  • $\Box\varphi$ becomes $\forall v,(R(w,v)\rightarrow \text{ST}_v(\varphi))$.

So treating □ as a quantifier over worlds presupposes that you accept a metalanguage (or a two-sorted object language) where worlds are objects that can be quantified over.

(b) Domain assumptions (constant vs varying domains)

How object quantifiers interact with □/◇ depends crucially on whether you assume:

  • Constant domain semantics: Each world has the same domain $D$ of individuals. Under constant domains you can pull ∃ out/into modalities in certain ways; Barcan and converse-Barcan formulas become valid.
  • Varying domain semantics: Each world $w$ has domain $D_w$. Then $\exists x\Diamond P(x)$ vs $\Diamond\exists x P(x)$ behave differently and the Barcan formulas may fail.

The Barcan formula (BF) and its converse (CBF) illustrate this interaction:

  • BF: $\Box\forall x,\varphi(x)\to\forall x,\Box\varphi(x)$.
  • CBF: $\forall x,\Box\varphi(x)\to\Box\forall x,\varphi(x)$.

These are valid under particular domain/frame assumptions (constant domains, or certain monotonicity conditions), so an assumption about domains is needed if you want to treat modal operators as "world-quantifiers" that commute with object quantifiers.

(c) Rigidity of terms / names

If names are rigid designators (they denote the same object in every world), some interactions are simpler. If names are non-rigid, de re vs de dicto distinctions appear: e.g. $\exists x\Box P(x)$ (de re) versus $\Box\exists x P(x)$ (de dicto) are not interchangeable under varying domains or non-rigid designation. So you must assume something about term-rigidity if you want a clean quantifier interpretation.


3. Philosophical/ontological assumptions

To treat modal operators as quantifiers over worlds you also implicitly accept some metaphysical views:

  • Possible-world realism (or at least a semantics that reifies worlds): worlds are entities (abstract/concrete) that can be quantified over in the meta/theory (or in a two-sorted object language).
  • Accessibility as modal relevance: the $R$ relation captures the relevant modal notion (logical possibility, physical possibility, epistemic accessibility, etc.). Different choices of $R$ correspond to different modal notions.
  • World-indexing of truth: truth is evaluated relative to worlds; necessity = truth at all relevant worlds.

If you reject the reification of worlds (e.g. prefer an assertion-based, proof-theoretic, or substitutional account), then you cannot literally treat □ as a quantifier over worlds without moving to a more elaborate reconstruction.


4. What additional axioms correspond to which frame properties

If you want specific modal axioms to hold you must assume corresponding properties of $R$:

  • K (distribution) — built into Kripke semantics.
  • T ($\Box p\to p$) — reflexivity of $R$.
  • 4 ($\Box p\to\Box\Box p$) — transitivity.
  • B — symmetry.
  • D ($\Box p\to\Diamond p$) — seriality.
  • S5 (all worlds mutually accessible) — $R$ universal (so □ becomes ∀ over all worlds, not just R-accessible).

So “□ as ∀” is sensitive to what set you quantify over: all worlds or just $R$-accessible ones. To treat □ as quantifying over all worlds you assume $R$ is universal (S5).


5. Standard translation (formal recipe)

For clarity, the standard translation $ST_w$ from modal formula $\varphi$ to first-order formula with a world variable $w$:

  • $ST_w(p) = P(w)$ for atomic $p$.
  • $ST_w(\lnot\varphi) = \lnot ST_w(\varphi)$.
  • $ST_w(\varphi\land\psi) = ST_w(\varphi)\land ST_w(\psi)$.
  • $ST_w(\Box\varphi) = \forall v,(R(w,v)\rightarrow ST_v(\varphi))$.
  • $ST_w(\Diamond\varphi) = \exists v,(R(w,v)\land ST_v(\varphi))$.

This makes explicit how □/◇ are replaced by first-order quantifiers over the world variable $v$.


6. Summary checklist of required assumptions (compact)

If you want to treat alethic □/◇ as quantifiers over worlds, you should adopt:

  1. A Kripke framework: nonempty set $W$ of worlds + accessibility $R$.
  2. Truth-at-a-world semantics (evaluation index $w\in W$).
  3. Valuation of atomic formulas as sets (or predicates) of worlds.
  4. The clause $w\models\Box\varphi\iff\forall v(R(w,v)\to v\models\varphi)$ (and dually for ◇).
  5. For first-order modal logic: an account of domains (constant vs varying) and of term rigidity; choose whether Barcan and converse-Barcan hold.
  6. (If you want particular modal axioms) impose frame conditions on $R$ (reflexive, transitive, serial, symmetric, universal, …).
  7. (Philosophically) accept worlds as entities (or use two-sorted translation to simulate that).

7. Short note on alternatives and pitfalls

  • If you prefer a substitutional or proof-theoretic account, you cannot simply treat □/◇ as world-quantifiers without significant translation work.
  • Treating □ as ∀ over worlds is semantically simple but hides tricky de re/de dicto issues once you introduce object-quantifiers, rigid designators, and varying domains. The Barcan formulas are the canonical place where these issues surface.

If you want, I can (a) show the standard translation of a few example formulas (including how the Barcan formula looks under ST), (b) show which domain assumptions validate the Barcan / converse-Barcan formulas, or (c) sketch the philosophical options for what “worlds” are (abstract vs concrete vs ersatz). Which of those would be most useful?

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